We are a boutique wealth management firm based in the Capital District and are seeking a highly motivated and detail-oriented individual to join our team as a Client Service / Trading Associate. This role is critical in supporting our trading operations, ensuring accurate execution of investment activities, and maintaining strong client relationships. The successful candidate will work closely with the investment team and financial advisors to improve operational efficiency, ensure compliance, and deliver superior client service.

Key Responsibilities:

• Execute daily trading activities as directed by the Investment Manager, ensuring accuracy and timeliness within the firm’s trade management systems.

• Deliver high-quality client service by effectively responding to inquiries from clients and advisors regarding trade-related topics.

• Be willing to assist with account maintenance and forms as needed.

• Communicate with clients directly regarding move money transactions including raising cash while communicating with the tax team on any tax implications, link bank accounts, and track transfers.

• Assist in developing and implementing best-practice policies and procedures to enhance operational efficiency and compliance.

• Collaborate with the investment team to evaluate and optimize trading strategies.

Qualifications:

• Bachelor’s degree in Finance, Economics, Business Administration, or a related field.

• 3+ years of experience in trading, operations, or client servicing within the financial services industry preferred.

• Have passed the Series 65 Exam and are properly licensed

• Exceptional attention to detail and strong analytical and problem-solving skills.

• Excellent communication and interpersonal skills; able to build and maintain client relationships.

• Strong understanding of financial markets, investment instruments, and regulatory guidelines.

• Self-starter with the ability to work independently and as part of a team in a fast-paced environment.

What We Offer:

• Opportunity to work in a collaborative and dynamic environment.

• Opportunity for long term career growth and promotion.

• Exposure to a wide array of investment strategies.

• Professional development and continuing education opportunities.

• Competitive salary and benefits package including health insurance and 401k with a match.

Del-Sette Capital Management

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